Blue Sky Laws are state regulations that protect investors from securities fraud by imposing registration...
The Securities Investor Protection Corporation (SIPC) safeguards investors' brokerage accounts against...
The Financial Industry Regulatory Authority (FINRA) is a private self-regulatory organization that oversees...
Insider trading involves buying or selling stocks using confidential, non-public information, which is...
The Securities and Exchange Commission (SEC) is a U.S. government agency that regulates financial markets...
Churning is an unethical practice where brokers make excessive trades to generate commissions, harming...