Why use a loan shopping checklist?
Using a loan shopping checklist puts you in the driver’s seat. Borrowers who prepare and compare offers routinely save hundreds to thousands of dollars over the life of a loan by: reducing interest costs, avoiding unnecessary fees, and selecting repayment terms that match cash flow. In my practice advising borrowers, the single biggest difference between a good loan outcome and a bad one has been preparation: gathering documents, knowing the right questions, and comparing apples-to-apples (rate + fees + term) across multiple lenders.
Quick checklist you can use today
- Gather documentation: pay stubs, W-2s, recent bank statements, tax returns (last 2 years), and proof of assets. Lenders will want to verify income and reserves.
- Know your credit profile: pull your credit reports and scores from AnnualCreditReport.gov and a vendor like FICO to see where you stand.
- Calculate your debt-to-income (DTI): total monthly debt ÷ gross monthly income. Lenders use DTI to judge ability to repay—know your number before applying (see our guide on debt-to-income).
- Shop at least three lenders: compare interest rate, APR, fees, and repayment terms.
- Ask for written estimates: for mortgages request a Loan Estimate; for other loan types ask for a written breakdown of fees and APR.
- Check prepayment penalties and late fees: will extra payments reduce your principal without penalty?
- Confirm whether the rate is fixed or variable, and if variable, what index and caps apply.
- Understand collateral requirements: is the loan secured (home, car) or unsecured?
- Verify origination timing and rate locks: how long can you lock a rate and what happens if rates move?
- Ask how many credit pulls they will perform and whether those pulls will affect your credit score.
(Internal resource: Our explainer on How Debt-to-Income (DTI) Affects Mortgage Approval explains how lenders use DTI and how to calculate yours: https://finhelp.io/glossary/how-debt-to-income-dti-affects-mortgage-approval/.)
Detailed questions to include on every lender call or application
Interest and cost-related
- What is the interest rate and is it fixed or variable? If variable, what is the index and margin?
- What is the APR (annual percentage rate)? APR incorporates many fees and is the best single number for cost comparison.
- What fees are charged upfront and over the life of the loan? Ask about origination, underwriting, processing, application, appraisal, title, or closing fees.
- Are there prepayment penalties or balloon payments?
Terms and repayment
- What is the loan term (months/years) and the monthly payment schedule?
- Is there a grace period for missed payments and what are late fee policies?
- Are there options to change payment dates, make biweekly payments, or recast the loan?
Lender practices and timing
- How many credit checks will you perform and which credit bureau(s) do you use? (FICO generally treats multiple mortgage or auto inquiries in a 45-day window as a single inquiry for scoring; confirm with the lender and your scoring model.)
- How long is the rate lock? Is there a fee to lock or extend a lock?
- What documentation is required and how long does approval typically take?
- Do you service the loan or sell it to another servicer after closing?
Eligibility and underwriting
- What minimum credit score, income, and DTI are required?
- Are non-traditional income sources (gig income, rental income) acceptable, and how must they be documented? (See our piece on nontraditional income documentation.)
How to compare offers: beyond the headline rate
- Compare APRs not just nominal rates. APR includes many fees and gives a truer cost-per-year comparison across loans with different fee structures.
- Build a three-year and full-term cost projection: some loans have lower initial rates but higher long-term costs.
- For mortgages, ask for a Loan Estimate (LE) and Closing Disclosure (CD). The LE standardizes key terms so you can compare across lenders reliably (Consumer Financial Protection Bureau guidance).
- Use monthly payment and total-interest calculators to model scenarios: change the term, add extra payments, or test various rates.
Practical tips for protecting your credit score
- Time your credit pulls: when rate-shopping, try to do all mortgage or auto lender pulls within the shortest possible window. FICO’s rate-shopping window is commonly 45 days for these loan types; other scoring models may use 14 days.
- Get prequalification vs preapproval definitions in writing: prequalification is usually a soft inquiry and an estimate; preapproval is typically a conditional offer after document review and a hard inquiry.
Red flags to watch for
- Vague fee descriptions or rates that are not in writing.
- Pressure to sign quickly or to accept a rate/term without time to compare.
- Refusal to provide a Loan Estimate (for mortgages) or written fee schedule.
- Guaranteed rates or promises that sound too good without proof.
Examples and short case studies
1) Mortgage shopper
A homebuyer compared three lenders and requested Loan Estimates from each. Lender A had a low advertised rate but higher origination and discount points; Lender B had a slightly higher rate but lower fees and no prepayment penalty. When the buyer compared APR and modeled 30-year cost, Lender B saved more over 5 and 30 years. Using our mortgage points guide helped them decide whether buying points made sense (see Mortgage Points vs Credits: When Buying Down Your Rate Makes Sense: https://finhelp.io/glossary/mortgage-points-vs-credits-when-buying-down-your-rate-makes-sense/).
2) Student loan consolidation
A recent grad used the checklist to gather all student loan balances and proof of interest rates, then asked potential lenders about repayment flexibility and deferment options. She chose a consolidation loan with a modestly lower rate and no prepayment penalty.
What phone scripts and email templates should you use?
When you contact a lender, use concise scripts:
- “I’m comparing loan options and would like a written estimate with rate, APR, all fees, and any prepayment penalties. Will you provide that?”
- “If I apply, how many credit bureau inquiries will you perform and how will that affect my credit score?”
- “Do you service the loan after closing or sell it? If sold, who typically services these loans?”
Save all written estimates and compare them side-by-side in a spreadsheet with columns for rate, APR, fees, term, monthly payment, prepayment penalty, and service/ownership.
Common mistakes borrowers make
- Comparing only interest rates and ignoring APR/fees.
- Applying to many lenders without rate-shopping strategy, causing multiple hard inquiries outside the shopping window.
- Not asking whether the lender will sell the loan—different servicers can affect how payments are handled and where to send disputes.
Professional checklist (printable)
- Collect ID, proof of income, bank statements, tax returns.
- Pull credit reports from AnnualCreditReport.gov and check for errors.
- Calculate DTI and target monthly payment range.
- Contact 3+ lenders: request written estimates and ask the questions above.
- Compare APRs, fees, and prepayment terms; run cost models for 3, 5, and full-term horizons.
- Choose the lender with the best combination of cost, service, and transparency.
- Keep copies of all disclosures, your signed contract, and servicing information.
Helpful internal resources
- How Debt-to-Income (DTI) Affects Mortgage Approval — explains DTI and how lenders evaluate it: https://finhelp.io/glossary/how-debt-to-income-dti-affects-mortgage-approval/
- Mortgage Closing Costs: Common Fees and How to Save — walkthrough of common fees to expect at closing: https://finhelp.io/glossary/mortgage-closing-costs-common-fees-and-how-to-save/
- Mortgage Points vs Credits: When Buying Down Your Rate Makes Sense — guidance on whether to pay points to lower your rate: https://finhelp.io/glossary/mortgage-points-vs-credits-when-buying-down-your-rate-makes-sense/
Authoritative sources and further reading
- Consumer Financial Protection Bureau (CFPB): guidance on Loan Estimates, Closing Disclosures, and mortgage shopping.
- FICO: information on how multiple credit inquiries for rate shopping are treated by credit scoring models.
- Federal Trade Commission (FTC): consumer protection resources when dealing with lenders.
Professional disclaimer
This article is educational and not personalized financial advice. Loan terms and requirements vary by lender and product. Consult a licensed financial advisor or mortgage professional for guidance tailored to your situation.

